End-to-end governance & compliance services

We act as your full-service company secretary — from preparing and running board and shareholder meetings, to producing documents and minutes, to filing accurately and on time with the SET and SEC. Ideal for companies that want listed-grade secretarial standards without building an in-house team.

• Prepare board/shareholder meeting agendas and documents
• Draft minutes and track resolutions
• Manage filings to the SET/SEC and registrar
• Prepare and run the Annual General Meeting (AGM)
• Maintain director/shareholder registers and disclosures
• Advise on directors’ duties and responsibilities

We support IPO-bound companies in drafting and reviewing the registration statement (Form 69-1 / Filing) so it is complete, accurate and fully aligned with SEC requirements. Drawing on direct experience leading the Kerry Express IPO in 7 months, we understand both the documentation detail and the real-world timing of the process. For listed companies, we also review and draft the Form 56-1 One Report and Sustainability Report so they are complete and aligned with requirements (this is not an assurance engagement).

• Review corporate structure and governance readiness
• Draft/review the Filing and prospectus
• Ensure disclosures meet SEC requirements
• Coordinate with financial advisors and auditors
• Prepare related board and shareholder resolutions
• Set the timeline and manage the process to plan
• Review the 56-1 One Report against requirements (Annual Report Review and Check)
• Draft/review the One Report and Sustainability Report

In-depth advice on ongoing listing-rule compliance — periodic and event-driven disclosures, related-party transactions (RPTs), asset acquisitions/disposals, and maintaining strong governance standards over time — to reduce regulatory risk and preserve investor confidence.

• Advise on disclosure obligations to the SET/SEC
• Analyze RPTs and asset acquisitions/disposals
• Review policies and sub-committee charters
• Prepare for CGR assessment
• Advise on major regulatory changes
• Build an organization-specific compliance checklist

We design and deliver in-house and public training covering the company-secretary role, effective board meetings, IPO preparation, disclosure and sustainability reporting. Every program is grounded in real case studies and the current rules of the Thai capital market.

• In-house courses tailored to your context
• Hands-on workshops with real case studies
• Development programs for CS and compliance teams
• Board briefings and director education

We help organizations produce sustainability reports and run a gap analysis against the FTSE Russell ESG Score criteria to raise ESG scores and improve access to institutional investors — drawing on direct experience managing sustainability under DJSI and FTSE Russell at leading listed companies.

• Gap analysis against FTSE Russell ESG criteria
• Advise on 56-1 One Report structure and content
• Prioritize material sustainability topics (materiality)
• Design ESG data collection and metrics
• Prepare for index-provider assessments
• Link ESG strategy to corporate governance